4 edition of Investor protection found in the catalog.
Alan C. Page
Includes bibliographical references and index.
|Statement||A.C. Page, R.B. Ferguson.|
|Series||Law in context|
|Contributions||Ferguson, R. B. 1952-|
|LC Classifications||KD1774 .P34 1992|
|The Physical Object|
|Pagination||xiv, 351 p. ;|
|Number of Pages||351|
|ISBN 10||0297821318, 0297821326|
|LC Control Number||93139003|
Introduction. Statutory and non-statutory systems for the regulation of investment markets. Investor protection - rights and obligations in private law. Investor protection - conduct prohibited by criminal law. Investor protection in practice - civil and criminal procedures. Conclusions. Responsibility: by Jonathan Fisher and Jane Bewsey. The Overtaxed Investor. The best book on the market when it comes to investing-related taxes, Demuth can make a terribly boring subject interesting and even funny. Reviewed here. This one is written by Phil Demuth, who should be far more popular than he is as a financial author.
SECURITIES INVESTOR PROTECTION ACT OF [AS AMENDED THROUGH P.L. , APPROVED JANUARY 3, ] AN ACT to provide greater protection for customers of registered brokers and dealers and members of national securities exchanges. Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled File Size: KB. 4 Asset Protection Strategies Every Real Estate Investor Should Consider Dave Van Horn Expertise: Business Management, Mortgages & Creative Financing, Landlording & Rental Properties, Real Estate Investing Basics, Personal Finance, Real Estate Deal Analysis & Advice, Commercial Real Estate, Personal Development, Real Estate News & CommentaryReviews:
India (Disclosure and Investor Protection) Guidelines, (c) These Guidelines shall come into force from the date specified by the Board. Definitions In these Guidelines, unless the context otherwise requires; 2(ia) “Abridged Letter of Offer” in relation to a rights issue means the. Latin America has been surprisingly spared from a generalized wave of corporate governance scandals. One possible explanation is that the region’s level of investor protection is adequate. The evidence from the papers in this book says otherwise. The still relatively low level of protection and transparency has created an environment where problems cannot be easily detected or are not worth.
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"Like all of his work, Don Langevoort's new book, Selling Hope, Selling Risk, manages to synthesize research from psychology, economics, law and more, and deploy it to create a more robust understanding of markets and investor protection.
The result is a fascinating and readable book that brings depth and richness to the discourse about regulation and why it often doesn't work or work as 5/5(2).
Hand Book For Investing & Investor Protection 1 A Capital market is a market for equity and debt where commercial organisations (companies) and government can raise long-term funds. It is defined as a market in which money is provided for periods longer than a year as the raising of short-term funds takes place on other markets (e.g., theFile Size: 4MB.
About the Author. Guido Ferrarini is Professor of Law Investor protection book the University of Genoa and Director of the Centre for Law and Finance.
Eddy Wymeersch is Professor at the University of Ghent and Chairman of the Banking, Finance, and Insurance Commission in : Hardcover. This book explores the status quo of corporate governance in banking and investor protection from both theoretical and practical perspectives.
Bringing together original conclusions with a regional and international focus, it provides a timely and comprehensive. Rent and save from the world's largest eBookstore.
Read, highlight, and take notes, across web, tablet, and phone. The Law of Investor Protection. This series enables practitioners to stay up to date with litigation and developments in the field of entertainment law. INVESTOR PROTECTION IN INDIA. Small investors are the backbone of the Indian capital market and yet a systematic study of their concerns and attempts to protect them has been relatively of recent origin.
Due to lack of proper investor protection, the capital market in the country has experienced a stream of market irregularities and scandals in the s. This book analyzes the legal system for the protection of retail investors under the European Union law of investment services.
It identifies the regulatory leitmotiv driving the EU lawmaker and ascertains whether and to what extent such a system is self-sufficient, using a set of EU-made and EU-enforced rules that is essentially different and autonomous from the domestic legal orders. Securities Investor Protection Corporation K St.
N.W., Suite Washington, D.C. Telephone: () Fax: () Facebook for Developers. Facebook Success Stories. Corporate Responsibility. Sustainable Data Centers. Sustainable Workplaces.
Industry Collaboration. Sustainability in Numbers. Case Studies & Resources. Diversity and Inclusion. Facebook Diversity Website. UK Gender Pay Gap Reports. Community Safety. Bullying Prevention Hub. Online Well-Being. Selling Hope, Selling Risk. Corporations, Wall Street, and the Dilemmas of Investor Protection.
Donald C. Langevoort. The uniqueness is in the integration of human behavior into the deep study of how we purport to limit opportunism in Corporate American and on Wall Street, and protect investors. The Role of SEBI in Investor Protection SEBI has given out various methods and measures to ensure the investor protection from time to time.
It has published various directives, driven many investor awareness programmes, set up investor protection Fund (IPF) to compensate the investors. Print book: EnglishView all editions and formats: Rating: (not yet rated) 0 with reviews - Be the first.
Subjects: Investments -- Law and legislation -- Great Britain. Financial services industry -- Law and legislation -- Great Britain. Financial services industry -- Law and legislation.
View all subjects; More like this: Similar Items. tempted to divert funds intended for soft capital to personal use in the absence of investor protection. In that setting, weak investor protection increases the potential for expropriation or diversion, raising the fraction of investment which must be funded by the insider and increasing the shadow cost of.
The results of the study imply that policies aimed at strengthening investor protection laws and their enforcement will improve capital allocation and result in higher growth. This paper—a product of Finance, Development Research Group—is part of a larger effort in the group to study corporate governance and access to finance.
On February 1,Protective Life Corporation (“Protective”) (NYSE ticker: PL) announced completion of the acquisition of Protective by The Dai-ichi Life Insurance Company, Limited (“Dai-ichi Life”) in accordance with the previously announced Agreement and Plan of Merger dated June 3,among Protective, Dai-ichi Life, and DL Investment (Delaware), Inc.
Forms Prescribed under the Commission's Rules of Practice. Part Form and Content of and Requirements for Financial Statements, Securities Act ofSecurities Exchange Act ofPublic Utility Holding Company Act ofInvestment Company Act ofInvestment Advisers Act ofand Energy Policy and Conservation Act of Understanding the Securities Investor Protection Corporation K St.
Securities Investor Protection Corporation N.W., Suite Washington, D.C. Telephone: () Fax: () Email: [email protected] Size: 2MB. The Basics of Saving and Investing: Investor Education is a project of the Investor Protection Trust (IPT) and the Investor Protection Institute (IPI).
This unique teaching tool provides school age and adult learners with non-commercial information that they need to know for sound financial decision-making and investing throughout their Size: KB.
2 THE BASICS 2 I 4 UNIT Students should learn the six major types of investment risk: Interest rate risk is the risk that the value of an investment will decrease due to a rise in interest rates. The value of a fixed-return investment decreases when interest rates go up and increases when interest rates go down.
Business failure risk is the risk that the business will fail and the investment File Size: KB. Investor Protection, National Sovereignty, and the Rule of Law. As a candidate, Donald Trump promised to renegotiate—or else repudiate—the North American Free Trade Agreement (nafta), which liberalized trade and other economic activity between the United States, Canada, and Mexico.
Search the world's most comprehensive index of full-text books. My library.SEBI (Investor Protection and Education Fund) Regulations, [Last amended on March 6, ].Office of Investor Assistance and Education.
Securities and Exchange Board of India (SEBI) has been established with the prime mandate to protect the interest of investors in securities. It is also mandated to promote the development of, and to regulate the securities market.